VET Quality Framework

Summary of ASQA Audit Report

Audit Date: 19th and 20th April 2016
 

Qualifications audited

BSB30415     Certificate III in Business Administration

BSB42015     Certificate IV in Leadership and Management

CPCCLRG3001A     Licence to perform dogging

FDF20111     Certificate II in Food Processing

FDF30111     Certificate III in Food Processing

MSA30107     Certificate III in Process Manufacturing

PMA30113     Certificate III in Process Plant Operations

RII30815     Certificate III in Civil Construction Plant Operations

SIT30112     Certificate III in Tourism

TAE40110     Certificate IV in Training and Assessment

TLI31210     Certificate III in Driving Operations

TLI32410     Certificate III in Logistics

Original Finding at Time of Audit

Audit Finding:     Critical non-compliance

Summary

Standard/Clause 1.1
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: Amended training and assessment strategies demonstrating that each strategy identifies an amount of training to be provided to learners that is consistent with the requirements of the training product, consistent with the relevant training package and have consistently been implemented and provide a framework to guide the learning requirements and the training and assessment arrangements of each training product.

Standard/Clause 1.2
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation provided compliant rectification evidence for Clause 1.1 and Clause 4.1 resulting in Clause 1.2 becoming compliant.

Standard/Clause 1.3
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation demonstrated it has sufficient learning resources to meet the requirements of each unit of competency and sufficient facilities whether physical or virtual and equipment to accommodate and support the number of learners undertaking the training.

Standard/Clause 1.4
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation demonstrated that the training and assessment strategies are consistent with the requirements of each training product sampled, training resources are consistent with the requirements of each training product and the assessment practices are consistent with the requirements of each training product sampled.

Standard/Clause 1.5
Original Finding: Compliant

Standard/Clause 1.6
Original Finding: Compliant

Standard/Clause 1.7
Original Finding: Compliant

Standard/Clause 1.8
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation demonstrated that for each unit of competency sampled it has implemented an assessment system that ensures that assessment complies with the assessment requirements of the relevant training package, is conducted in accordance with the Principles of Assessment and the Rules of Evidence.

Standard/Clause 1.9
Original Finding: Compliant

Standard/Clause 1.10
Original Finding: Compliant

Standard/Clause 1.11
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation demonstrated that systematic validation of an RTO’s assessment practices and judgements is undertaken by one or more persons who are not directly involved in the particular instance of delivery and assessment of the training product being validated. Resume’s and qualifications of validators supplied.

Standard/Clause 1.12
Original Finding: Compliant

Standard/Clause 1.13
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation demonstrated that the trainers for TLI31210 and RII30815 have vocational competencies at least to the level being delivered and assessed and current industry skills directly relevant to the training and assessment being provided.

Standard/Clause 1.14
Original Finding: Compliant

Standard/Clause 1.15
Original Finding: Not Audited

Standard/Clause 1.16
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation demonstrated how it ensure that all trainers and assessors undertake professional development in the fields of the knowledge and practice of vocational training and assessment including competency based training and assessment.

Standard/Clause 1.17
Original Finding: Not Audited

Standard/Clause 1.18
Original Finding: Not Audited

Standard/Clause 1.19
Original Finding: Not Audited

Standard/Clause 1.20
Original Finding: Not Audited

Standard/Clause 1.21
Original Finding: Not Audited - Clause does not apply from 1 January 2016

Standard/Clause 1.22
Original Finding: Compliant

Standard/Clause 1.23
Original Finding: Not Audited - Clause does not come into effect until 1 January 2017

Standard/Clause 1.24
Original Finding: Not Audited - Clause does not come into effect until 1 January 2017

Standard/Clause 1.25
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation demonstrated that the independent validation of its assessment system, tools, processes and outcomes was completed in accordance with the requirements contained in Schedule 2.

Standard/Clause 1.26
Original Finding: Compliant

Standard/Clause 1.27
Original Finding: Compliant

Standard/Clause 2.1
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation submitted compliant rectification evidence to address the non-compliances identified across other Clauses.

Standard/Clause 2.2
Original Finding: Compliant

Standard/Clause 2.3
Original Finding: Compliant

Standard/Clause 2.4
Original Finding: Not Audited

Standard/Clause 3.1
Original Finding: Not compliant
Following Rectification:  Compliant
Summary of Recitification: The organisation submitted compliant rectification evidence to address the non-compliances identified in Clause 1.8.

Standard/Clause 3.2
Original Finding: Compliant

Standard/Clause 3.3
Original Finding: Compliant

Standard/Clause 3.4
Original Finding: Compliant

Standard/Clause 3.5
Original Finding: Compliant

Standard/Clause 3.6
Original Finding: Compliant

Standard/Clause 4.1
Original Finding: Not compliant
Following Rectification: Compliant
Summary of Recitification: The organisation demonstrated that information, whether disseminated directly by the RTO or on its behalf, is both accurate and factual and accurately represents the services it provides and the training products on its scope of registration.

Standard/Clause 5.1
Original Finding: Compliant

Standard/Clause 5.2
Original Finding: Compliant

Standard/Clause 5.3
Original Finding: Compliant

Standard/Clause 5.4
Original Finding: Compliant

Standard/Clause 6.1
Original Finding: Compliant

Standard/Clause 6.2
Original Finding: Compliant

Standard/Clause 6.3
Original Finding: Compliant

Standard/Clause 6.4
Original Finding: Compliant

Standard/Clause 6.5
Original Finding: Compliant

Standard/Clause 6.6
Original Finding: Compliant

Standard/Clause 7.1
Original Finding: Not audited

Standard/Clause 7.2
Original Finding: Not audited

Standard/Clause 7.3
Original Finding: Not audited

Standard/Clause 7.4
Original Finding: Not audited

Standard/Clause 7.5
Original Finding: Not audited

Standard/Clause 8.1
Original Finding: Not audited

Standard/Clause 8.2
Original Finding: Not audited

Standard/Clause 8.3
Original Finding: Not audited

Standard/Clause 8.4
Original Finding: Not audited

Standard/Clause 8.5
Original Finding: Not audited

Standard/Clause 8.6
Original Finding: Compliant

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